Features | Essential | Enterprise |
|---|---|---|
Delivery method | Cloud
| Cloud or on-premise |
Rule regimes
| ||
Shareholding disclosure substantial | ||
Short selling | Optional | Optional |
Sensitive industries | Optional | |
Takeovers | Takeovers | |
Instrument types | ||
Equity | ||
ADR | Optional | Optional |
Convertible bonds | Optional | Optional |
Other instruments | Optional | |
Features
| ||
Daily processing and data verification | ||
Entity structure management | Limited | |
Fund/portfolio information management | Limited | |
Market data management | Limited | |
Regulatory rule management | ||
Disclosure notification generation | ||
Position summary with detail breakdown | ||
Auto-population of disclosure forms | Included; From one disclosure | |
Management information reports | Limited | |
Full audit trail | ||
Intra-day disclosures | Optional | |
Bespoke reports | Optional | |
Onboarding | Optional | Optional |
Market data provision | Optional | Optional |
Helpdesk |
This is a mandatory regulatory requirement by over a hundred regulators such as SEC (US), FCA (UK), AMF (France), BAFIN (Germany), HKSFC (Hong Kong) and many others. Non-compliance leads to sanctions, penalties, civil and criminal liabilities for directors and responsible officers and the unquantifiable reputational risk.
Artius Global Shareholding Disclosure (AGSD) automates monitoring and disclosure and helps organizations to remain compliant, reducing regulatory risk. The solution aggregates market positions and processes transactions to determine the need for Shareholding Disclosure in your selected regulatory jurisdictions.
Please contact us. Our team of specialists will connect and arrange a time speak to you to better understand your needs and requirements and discuss what service would be most suitable to you.
Most of our clients were struggling with archaic proprietary systems or manually maintained spreadsheets. Many man-hours were spent trying to keep up with evolving rules and disclosure requirements, resulting in missed or late disclosures, incorrect rule interpretations and wrong calculations. They have since chosen Artius Global Shareholding Disclosure (AGSD) and are benefitting from a fully automated process for Shareholding Disclosure.
Our price plans provide different coverage and allow you to select what is most suitable for your organisation. Should you need more clarity, our team of specialists would be happy to discuss your requirements and recommend a suitable price plan.
The timeline to onboard your data varies based on your coverage and complexity of your organisation structure, data and processes. Contact us today to discuss this with our professional consultants.
Artius Global Shareholding Disclosure (AGSD) does the heavy lifting and makes it easy for users to keep on top of regulatory changes. It is designed by practitioners who understand the pain points of Shareholding Disclosure.
As requirements can vary from one organisation to another, we have price plans with different coverage available for you to select. The price of our plans pale in comparison to the potential penalties that an organization could face if they are non-compliant.
