Turkey Substantial Shareholding Disclosure (SSD) & Sanctions
Synopsis: Navigating Turkey’s dynamic regulatory landscape for substantial shareholdings demands careful attention. This blog provides essential updates on disclosure obligations and potential sanctions enforced by the Capital Markets Board (CMB). Learn about recent changes to the Public Disclosure Platform (PDP) contact details and the serious implications of non-compliance to ensure your regulatory practices remain robust. […]
Ukraine Substantial Shareholding
March 2026 Ukraine Sanctions & Control Definition Information Investing in Ukraine’s capital markets now requires much stricter oversight. Recent regulatory updates have significantly raised the stakes for reporting substantial shareholdings, introducing massive new fines and a broader definition of who counts as a “controlled” entity. 1. Massive Increases in Fines (Starting 2026) While missing a […]
AI in the Regulatory Compliance Space
Post by Artius Global Synopsis: Artius Global addresses the “AI hallucination hurdle” pertaining to regulatory compliance. Traditional Large Language Models (LLMs) fail to deliver in financial environments where compliance is everything and the synergy of Retrieval-Augmented Generation (RAG) and Knowledge Graphs is creating the new standard for grounded, client-specific intelligence a massive delta from today’s pure hallucination. Discover how we are […]
Australia’s Widening Disclosure Net and What It Means for Investors
Post by Shannon Nguyen, Business Analyst Australia’s Widening Disclosure Net and What It Means for Investors Introduction Regulators globally are ramping up their approach to Substantial Shareholder Disclosure, signalling a clear global shift toward stricter transparency standards. At Artius Global, we recognise that disclosure regimes are no longer evolving in isolation. Regulators are increasingly closing gaps, expanding scope, and strengthening enforcement […]
SEC 13f-2 and Form SHO Delayed till 2028
Post by Guo Jian Tan, Senior Product Manager SEC Hit the Brakes (Again): Rule 13f-2 and Form SHO Compliance Delayed to 2028 On December 3, 2025, the SEC granted additional temporary relief, extending the exemption from reporting on Form SHO to January 2, 2028. Instead of the previously set deadline of first filing in February […]
Protecting Strategic Assets: The Expanding Landscape of Sensitive Industries
Post by Guo Jian Tan, Senior Product Manager Protecting Strategic Assets: The Expanding Landscape of Sensitive Industries Heightened geopolitical competition, the rapid advancement of disruptive technologies, and the urgent need for supply chain resilience have fundamentally compounded the definition of sensitive industries—sectors vital to national interests. While classic strategic sectors like aviation, defense, finance and […]
Don’t Forget Your 13F: The Peril of Not Filing ⚠️
Post by Caleb Woo, Head of Client Success Don’t Forget Your 13F: The Peril of Not Filing ⚠️ Imagine you are running a secret club where the members are professional, big or influential investors. The U.S. Securities and Exchange Commission (SEC) is not interested in your secret handshakes, but they definitely want to know what stocks are […]
The Critical Role of Regulatory Compliance and Reporting Disclosures in Financial Markets
Post by Michael Chen, Head of Partnerships The Critical Role of Regulatory Compliance and Reporting Disclosures in Financial Markets In today’s complex financial landscape, regulatory compliance reporting and disclosures serve as the backbone of transparency, integrity, and trust. They are not just legal requirements—they are foundational to preserving the stability and credibility of financial systems. Recent […]
Understanding Singapore’s Significant Investments Review Act
Post by Michael Chen, Head of Partnerships Understanding Singapore’s Significant Investments Review Act These ownership and control provisions over a handful of designated entities apply to all holders of the designated entities and they are required to abide by these regulations. The Significant Investments Review Act (SIRA) in Singapore has been effective from March 28, 2024, […]
U.S. SEC File Charges Against Firms For Not Filing Shareholding Disclosure Reports
Post by Michael Chen, Head of Partnerships U.S. SEC File Charges Against Firms For Not Filing Shareholding Disclosure Reports The U.S. Securities and Exchange Commission (SEC) has taken a significant step toward greater transparency by issuing fines against 11 institutional investment managers for failing to file required Forms 13F. These forms are used to disclose shareholdings […]