YOUR DEPENDENCE ON MICROSOFT EXCEL TO FULFIL REGULATORY DISCLOSURES COULD BE A MAJOR ISSUE. Read More » May 3, 2022
SEC Proposes Rule Changes Shortening the Securities Settlement Cycle to T+1 By March 31, 2024 Read More » April 6, 2022
Anna Monteiro has joined us as our Head of N.A. Business and Client Services Read More » April 4, 2022
Demystifying the new Proposed SEC Short Selling form 13f-2 Disclosure – Current versus Proposed Read More » March 25, 2022
U.S. Modernization of Beneficial Ownership Reporting (13D and G) are on the way Read More » February 22, 2022
How Unsettled Trades can affect your regulatory position for shareholding disclosure Read More » February 17, 2022
With more unicorns surfacing in the U.S., is shareholding disclosure on the cards for private companies? Read More » November 19, 2021
Regulators are focusing increasingly on the risk of concentrated stock exposures Read More » August 15, 2021
