Shareholding Disclosure

Built by practitioners for practitioners. A solution with practical and comprehensive features and a workflow that simplifies the challenges faced by our clients.

01

DATA VALIDATION

A data engine that consolidates and validates data from multiple sources, allowing quick rectification of data exceptions.

02

POSITION LOOK-THROUGH

Monitor shareholding with ease using our intuitive dashboard and alerts that highlight positions that have reached thresholds. Our powerful rule engine captures rules and thresholds in more than 100 markets for Substantial Shareholding, Short Selling, Takeover, Issuer Limits and other regimes.

03

RULE ENGINE

Powerful rule engine for Substantial Shareholding, Short Selling, Takeover, Issuer Limits, Sensitive Industries and in-house thresholds.

04

AUTO FORM-FILING

Auto-filing of multi-language forms across multiple jurisdictions

05

REMEDIAL CALCULATION

Retrospective re-generation of shareholding disclosure forms where data inaccuracies are discovered post notification

06

FLEXIBILITY

Flexibility to customize features and reports. We customize to support your specific needs

How We
Can Help

We want to be the voice that revolutionizes the way that the financial industry addresses dynamic regulatory demands where non-compliance is not an option.

Intuitive Dashboard

Monitor shareholding with ease using our intuitive dashboard or email alerts that highlight positions that have reached thresholds. Our powerful rule engine captures rules and thresholds in 100 plus markets for Substantial Shareholding, Short Selling, Takeover, Issuer Limits and more.

Navigating Regulatory Changes

Our solution is linked to aosphere Rulefinder, an online legal service maintained daily by a large senior legal team (wholly owned affiliate of Allen & Overy LLP) and designed to help you navigate shareholding disclosure rules. Subscriptions include a daily monitoring and email alerting service for updates.

We are on a mission to solve complex regulatory compliance with easy-to-use solutions.

Jacqueline Pang, CEO

Transparent and Clear Process​

Our embedded workflow streamlines your compliance process, raising transparency and making collaboration easy between different teams.

Position Look Through

Drill down on aggregated holdings to view holdings by individual entities, asset types and data sources

RETHINK REGULATORY COMPLIANCE

We make it simple with technology that delivers every time

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