Australia’s Widening Disclosure Net and What It Means for Investors
Post by Shannon Nguyen, Business Analyst Australia’s Widening Disclosure Net and What It Means for Investors Introduction Regulators globally are ramping up their approach to Substantial Shareholder Disclosure, signalling a clear global shift toward stricter transparency standards. At Artius Global, we recognise that disclosure regimes are no longer evolving in isolation. Regulators are increasingly closing gaps, expanding scope, and strengthening enforcement […]
US Short Selling
December 2025 United States Short Selling Information On December 3, 2025, the SEC granted additional temporary relief, extending the exemption from reporting on Form SHO to January 2, 2028. Instead of the previously set deadline of first filing in February 2026, the compliance date for first filing Form SHO has been extended by a full […]
SEC 13f-2 and Form SHO Delayed till 2028
Post by Guo Jian Tan, Senior Product Manager SEC Hit the Brakes (Again): Rule 13f-2 and Form SHO Compliance Delayed to 2028 On December 3, 2025, the SEC granted additional temporary relief, extending the exemption from reporting on Form SHO to January 2, 2028. Instead of the previously set deadline of first filing in February […]
Protecting Strategic Assets: The Expanding Landscape of Sensitive Industries
Post by Guo Jian Tan, Senior Product Manager Protecting Strategic Assets: The Expanding Landscape of Sensitive Industries Heightened geopolitical competition, the rapid advancement of disruptive technologies, and the urgent need for supply chain resilience have fundamentally compounded the definition of sensitive industries—sectors vital to national interests. While classic strategic sectors like aviation, defense, finance and […]
Australia Substantial Shareholding
September 2025 Australia Substantial Shareholdings Information Treasury proposed on 4 September 2025 a Bill (Strengthening Financial Systems and Other Measures) to amend Chapters 6 and 6C of the Corporations Act, enhancing the substantial holding and tracing notice regimes. Some of the notable laws proposed: Holders must now disclose derivative-based interests to the market, treating them […]
Don’t Forget Your 13F: The Peril of Not Filing ⚠️
Post by Caleb Woo, Head of Client Success Don’t Forget Your 13F: The Peril of Not Filing ⚠️ Imagine you are running a secret club where the members are professional, big or influential investors. The U.S. Securities and Exchange Commission (SEC) is not interested in your secret handshakes, but they definitely want to know what stocks are […]
The Critical Role of Regulatory Compliance and Reporting Disclosures in Financial Markets
Post by Michael Chen, Head of Partnerships The Critical Role of Regulatory Compliance and Reporting Disclosures in Financial Markets In today’s complex financial landscape, regulatory compliance reporting and disclosures serve as the backbone of transparency, integrity, and trust. They are not just legal requirements—they are foundational to preserving the stability and credibility of financial systems. Recent […]
Vietnam Sensitive Industries
March 2025 Vietnam Sensitive Industries Information Vietnam is raising the total foreign ownership limit in its domestic banks to 49% from the current 30%, effective May 19, 2025. State-owned commercial banks are excluded from this change, which is being implemented via Decree No. 69/2025/ND-CP to attract more foreign direct investment and bolster the banking sector. […]
Argentina Substantial Shareholding
December 2024 Argentina Substantial Shareholdings Information Argentina’s General Resolution 1035/2024 is easing the reporting requirements for holdings in publicly traded companies, modifying Capital Market Law No. 26,831. Starting December 16, 2024, once an initial 5% stake is reached, shareholders only need to report changes when their holdings hit multiples of 5% (like 10%, 15%, etc.) […]
U.S. Short Selling
February 2025 U.S. Short Selling Information The SEC has postponed the deadline for institutional investment managers to file Form SHO for 13f-2 short position reporting. The requirement, originally due by February 14, 2025 (for January 2025 data), is now delayed by a year, with the first report due on February 17, 2026 (for January 2026 […]