Don’t Forget Your 13F: The Peril of Not Filing ⚠️
Post by Caleb Woo, Head of Client Success Don’t Forget Your 13F: The Peril of Not Filing ⚠️ Imagine you are running a secret club where the members are professional, big or influential investors. The U.S. Securities and Exchange Commission (SEC) is not interested in your secret handshakes, but they definitely want to know what stocks are […]
The Critical Role of Regulatory Compliance and Reporting Disclosures in Financial Markets
Post by Michael Chen, Head of Partnerships The Critical Role of Regulatory Compliance and Reporting Disclosures in Financial Markets In today’s complex financial landscape, regulatory compliance reporting and disclosures serve as the backbone of transparency, integrity, and trust. They are not just legal requirements—they are foundational to preserving the stability and credibility of financial systems. Recent […]
Vietnam Sensitive Industries
March 2025 Vietnam Sensitive Industries Information Vietnam is raising the total foreign ownership limit in its domestic banks to 49% from the current 30%, effective May 19, 2025. State-owned commercial banks are excluded from this change, which is being implemented via Decree No. 69/2025/ND-CP to attract more foreign direct investment and bolster the banking sector. […]
Argentina Substantial Shareholding
December 2024 Argentina Substantial Shareholdings Information Argentina’s General Resolution 1035/2024 is easing the reporting requirements for holdings in publicly traded companies, modifying Capital Market Law No. 26,831. Starting December 16, 2024, once an initial 5% stake is reached, shareholders only need to report changes when their holdings hit multiples of 5% (like 10%, 15%, etc.) […]
U.S. Short Selling
February 2025 U.S. Short Selling Information The SEC has postponed the deadline for institutional investment managers to file Form SHO for 13f-2 short position reporting. The requirement, originally due by February 14, 2025 (for January 2025 data), is now delayed by a year, with the first report due on February 17, 2026 (for January 2026 […]