SEC’s T+1 Implementation Set for May 28, 2024 – Are You Ready for the Change?
Post by Tan Guo Jian, Product Manager US SEC T+1 SETTLEMENT TO BE IMPLEMENTED ON 28 MAY 2024.ARE YOU READY FOR THE CHANGE? On February 15, 2023, the U.S. Securities and Exchange Commission (SEC) announced changes to shorten the standard settlement cycle for securities transactions to T+1, effective May 28, 2024. The SEC believes that […]
SEC Proposes New Disclosure Rule for Security-Based Swap Positions
Post by Abraham Teo, Head of Product and Marketing SEC PROPOSES NEW DISCLOSURE RULE FOR SECURITY-BASED SWAP POSITIONS The 2008 financial crisis and the collapse of Archegos Capital Management in March 2021 have been attributed to the role of Security-Based Swaps according to SEC Chair Gary Gensler. The SEC has proposed a new rule, Rule […]
SEC Adopts Short Selling Reporting Rule 13f-2
Post by Anna Monteiro, Head of North America Sales & Client Services SEC ADOPTS SHORT SELLING REPORTING RULE 13f-2 Enhancing Transparency in Short Selling with Amendment to CAT NMS Plan for Data Collection In a vote of 3-2, the SEC adopted new rule […]
US Amends Beneficial Ownership Reporting Rules (13D-G) After 50 Years
Post by Caleb Woo, Head of Client Success US AMENDS BENEFICIAL OWNERSHIP REPORTING RULES (13D-G) AFTER 50 YEARS On 10 October 2023, the SEC adopted rule amendments governing beneficial ownership reporting under Exchange Act Sections 13(d) and 13(g), updating Reg 13D-G. “Today’s adoption updates rules that first went into effect more than 50 years ago,” […]
Seasoned Leaders to Drive Sales Growth in UK
Post by Caleb Woo, Head of Client Success SEASONED LEADERS TO DRIVE SALES GROWTH IN UK Kamthon Chaturachinda and Adrian Foulger, Directors of Sales in UK and Europe Artius Global proudly announces the addition of Kamthon Chaturachinda and Adrian Foulger as Directors of Sales – United Kingdom & Europe. These strategic leadership appointments mark a significant step in […]
One Step Closer to ESG Regulatory Disclosure as EU Adopts the European Sustainability Reporting Standards (ESRS)
Post by Tan Guo Jian, Product Manager ONE STEP CLOSER TO ESG REGULATORY DISCLOSURE AS EU ADOPTS THE EUROPEAN SUSTAINABILITY REPORTING STANDARDS (ESRS) Recent ISSB’s inaugural global sustainability disclosure standards and adoption of ESRS, signify global ESG alignment—a step towards a common language for sustainability reporting. Artius Global views the need for common standards and […]
MAS Grants for Financial Sector: Accelerating Adoption for RegTech and ESG Solutions
Post by Michael Chen, Head of Partnerships MAS GRANTS FOR FINANCIAL SECTOR Accelerating Adoption for RegTech and ESG Solutions Ease your budget constraints! The Monetary Authority of Singapore (MAS) is incentivizing companies to adopt RegTech (up to S$100K) […]
Hundred-million Dollar Fines, Flaws and Data Disarray: Lessons from Recent Risk Management and Compliance Fiascos
Post by Caleb Woo, Head of Client Success HUNDRED-MILLION DOLLAR FINES, FLAWS & DATA DISARRAY Lessons from Leading Global European Banks’ Recent Risk Management and Compliance Fiascos In a coordinated action to punish the “unsafe and unsound” risk management practices of a Global European bank, the US and UK regulators recently fined it more […]
ISSB Drives Global Harmonization for Sustainability Reporting. Artius Global Anticipates Regulators will Mandate Regulatory Disclosures.
Post by Abraham Teo, Head of Product and Marketing ISSB DRIVES GLOBAL HARMONIZATION FOR SUSTAINABILITY REPORTING. ARTIUS GLOBAL ANTICIPATES REGULATORS WILL MANDATE REGULATORY DISCLOSURES Artius Global has observed that the variance in sustainability reporting makes it difficult for capital market regulators to set clear requirements for regulatory disclosures. Currently, most listed companies choose which frameworks […]
Top FinTech/ RegTech Practitioners Join Artius Global
TOP FINTECH / REGTECH PRACTITIONERS JOIN ARTIUS GLOBAL Crane Li as Head of Cloud Operations and Saumyadeep Datta as Senior Business and Pre-sales Analyst With a strong foundation built on extensive practitioner expertise, boasting over 100+ years of combined experience, we are strategically scaling up operations and leveraging top talent to meet the soaring demand […]