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U.S. SEC File Charges Against Firms For Not Filing Shareholding Disclosure Reports
26 September, 2024
Post by Michael Chen, Head of Partnerships U.S. SEC File Charges Against Firms For Not Filing S...
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SEC Short Sale Disclosure Rule, More To It Than Meets The Eye
24 September, 2024
Post by Michael Chen, Head of Partnerships SEC Short Sale Disclosure Rule, More To It Than Meets The...
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South Korea Short Selling – FSC Announces Comprehensive Short Selling Reforms
13 August, 2024
Post by Michael Chen, Head of Partnerships South Korea Short Selling – FSC Announces Comp...
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Sanctions – Stay Compliant or Pay the Price
23 June, 2024
Post by Michael Chen, Head of Business Development and Partnerships Sanctions – Stay Comp...
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SEC’s T+1 Implementation Set for May 28, 2024 – Are You Ready for the Change?
9 November, 2023
Post by Tan Guo Jian, Product Manager US SEC T+1 SETTLEMENT TO BE IMPLEMENTED ON 28 MAY 2024.ARE YOU...
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SEC Proposes New Disclosure Rule for Security-Based Swap Positions
25 October, 2023
Post by Abraham Teo, Head of Product and Marketing SEC PROPOSES NEW DISCLOSURE RULE FOR SECURITY-BAS...
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SEC Adopts Short Selling Reporting Rule 13f-2
18 October, 2023
Post by Anna Monteiro, Head of North America Sales & Client Services SEC ADOPTS SHORT SELLI...
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US Amends Beneficial Ownership Reporting Rules (13D-G) After 50 Years
13 October, 2023
Post by Caleb Woo, Head of Client Success US AMENDS BENEFICIAL OWNERSHIP REPORTING RULES (13D-G) AFT...
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SHORT SELLING: TAIWAN UPDATE
10 October, 2022
3 October 2022 SHORT SELLING: TAIWAN UPDATE Short Selling Rules Tightened Effective 1 October, 2022,...
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SENSITIVE INDUSTRIES: AUSTRALIA UPDATE
7 October, 2022
17 September 2022 SENSITIVE INDUSTRIES: AUSTRALIA UPDATE Low Threshold Calculations There are recent...
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